Upcoming Internal Audits and Evaluations

Over the Next Three Fiscal Years

Internal Audits

Title of Internal Audit Internal Audit Type Status Expected Completion Date

Climate Change Impacts and Adaptation

Performance

In progress

March 2015

Values and Ethics

Compliance

In progress

March 2015

Delivery of Energy Efficiency

Performance

In progress

June 2015

CFO Attestation

Compliance

In progress

June 2015

Program of Energy Research and Development (PERD)

Performance

In progress

September 2015

Port Hope Area Initiative

Compliance

In progress

September 2015

Human Resources Succession Planning

Performance

In progress

September 2015

Annual Report on Continuous Audits of Core Controls

Continuous Auditing

Planned

September 2015

SAP Entity Level Controls

Core Information Management / Technology

Planned

December 2015

Canada’s Legal Boundaries

Performance

Planned

December 2015

Green Mining Initiatives

Performance

Planned

December 2015

Efficiency Metrics for Internal Services & Programs

Performance

Planned

December 2015

Information Management (OCG)

Horizontal Audit

Planned

March 2016

Grants and Contributions Management Framework

Core Financial

Planned

March 2016

Geoscience for New Energy

Performance

Planned

March 2016

Integrated Business Planning and Reporting

Compliance

Planned

March 2016

NRCan’s Legal Management Control Framework

Performance

Planned

N/A

NRCan’s Intellectual Property Management Control Framework

Performance

Planned

N/A

Explosives Safety & Security

Performance

Planned

N/A

Investment Planning and Reporting

Performance

Planned

N/A

Horizontal Audit (OCG)

Horizontal Audit

Planned

N/A

Geomatics – Remote Sensing and Mapping including Satellite Station Facilities

Core Information Management / Technology

Planned

N/A

Audit of Real Property

Compliance

Planned

N/A

Expanding Market Opportunities in Forest Sector

Performance

Planned

N/A

Management of Science and Technology Activities

Performance

Planned

N/A

Annual Report on Continuous Audits of Core Controls

Continuous Auditing

Planned

September 2016

Electronic Link to Internal Audit Plan: www.nrcan.gc.ca/audit/reports/2014/15819 

* The current plan will be reviewed in the development of the next 2015-2018 Risk-Based Audit Plan (RBAP) to ensure that the selected audit projects remain aligned to government-wide risk exposures, objectives and other assurance activities.

Evaluations

Link to Departmental Program Alignment Architecture Title of the Evaluation Planned Evaluation Start Date Planned Deputy Head Approval Date

2.1.1 Renewable Energy Deployment

Renewable Energy Deployment

January 2015

September 2015

2.1.4 Energy Efficiency

Energy Efficiency

January 2014

January 2015

2.1.1 Renewable Energy Deployment, 2.1.3 Alternative Transportation Fuels, 2.1.4 Energy Efficiency, 2.2.3 Clean Energy Science and Technology

Clean Energy Theme Roll Up (includes ecoEnergy Innovation Initiative)

October 2014

June 2015

3.1.4 Climate Change Adaptation

Climate Change Adaptation

September 2014

August 2015

2.3.4 Nuclear Legacy Liabilities Program

Nuclear Legacy Liabilities Program

April 2015

September 2015

2.3.4 Nuclear Legacy Liabilities Program

Port Hope Area Initiative

January 2015

September 2015

2.1.2 Support for Clean Energy Decision-Making

International Actions Theme (Lead: EC)

August 2014

June 2015

2.1.3 Alternative Transportation Fuels

Alternative Transportation Fuels (includes ecoEnergy for Alternative Fuels)

April 2015

September 2015

1.1.2 Forest Products Market and Access Development

Forest Products Market and Access Development

January 2015

September 2015

1.2.2 Forest Sector Innovation

Genomics R&D Initiative (Lead: NRC)

April 2015

March 2016

3.1.3 Forest Disturbances Science and Application

Forest Disturbances Science and Application

April 2015

March 2016

1.2.3 Geospatial Innovation

Geospatial Innovation

January 2015

September 2015

3.2.1 Essential Geographic Information

Essential Geographic Information and Support

April 2015

March 2016

3.1.1 Explosives Safety and Security, 3.1.2 Materials and Certification for Safety and Security

Explosives and Materials Safety

April 2015

March 2016

1.2.1 Mining Innovation

Mining Innovation

April 2015

March 2016

2.3.4 Nuclear Legacy Liabilities Program

Gunnar Mine Site

April 2016

March 2017

2.2.3 Clean Energy Science and Technology

Sustainable Development Technology Canada - Tech Fund

January 2016

December 2016

2.2.3 Clean Energy Science and Technology

Fossil Fuels

April 2016

March 2017

3.2.4 United Nations Convention on the Law of the Sea

Extended Continental Shelf (Lead: DFATD)

April 2016

March 2017

1.3.3 Geo-mapping for Energy and Minerals

Geo-mapping for Energy and Minerals

October 2015

December 2016

2.3.5 Earth Observation for Responsible Resource Development

Earth Observation for Responsible Resource Development

April 2016

March 2017

1.1.1 Mineral and Metal Markets Access and Development, 1.3.1 Mineral Investment

Minerals and Metals Markets and Investment

April 2016

March 2017

3.1.1 Explosives Safety and Security

Single Window Initiative (Lead: CBSA)

April 2016

March 2017

1.3.5 Major Projects Management Office Initiative

Major Projects Management Office Initiative

April 2016

March 2017

Various

Class Grants and Contributions Program

January 2016

December 2016

1.1.3 Energy Market Regulation and Information, 2.1.2 Support for Clean Energy Decision-Making

Energy Market and Regulations and Support for Clean Energy Decision-Making

April 2017

March 2018

2.1.3 Alternative Transportation Fuels

Alternative Transportation Fuels

April 2017

March 2018

2.1.3 Alternative Transportation Fuels

Sustainable Development Technology Canada - Next Generation Biofuels

April 2017

March 2018

2.2.3 Clean Energy Science and Technology

Renewable and Clean Electricity S&T

April 2017

March 2018

2.3.1 Forest Ecosystem Science and Application

Forest Ecosystem Science and Application

April 2017

March 2018

2.3.2 Groundwater Geoscience

Groundwater Geoscience

April 2017

March 2018

1.3.4 New Energy Supply

New Supply for Energy

April 2017

March 2018

3.2.3 Polar Continental Shelf Logistics Support

Polar Continental Shelf Program

April 2017

March 2018

2.2.1 Materials for Energy

Materials for Energy

April 2017

March 2018

2.3.3 Environmental Studies and Assessments

Environmental Studies and Assessments

April 2017

March 2018

Electronic link to evaluation plan: www.nrcan.gc.ca/evaluation/reports/934

Supplementary Information (Tables) 2015-16